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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 31, 2020 | n/a | yes | NEW YORK, NY | Current employment |
| DONOGHUE FORLINES LLC | Asset manager | Nov 28, 2018 | Mar 25, 2019 | no | Locust Valley, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DONOGHUE FORLINES LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 25, 2019 | Mar 31, 2020 | 372 | Firm change | Other |