This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$97.2MItem 5.F on the latest filing (2020-05-13); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$97.2M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

23

Advisory employees

10

Offices

0Schedule D 1.F, beyond the principal office

Accounts

5

SEC number

801-118906

CRD

306859

Filings on the tape

1

First filed

May 13, 2020

Latest filed

May 13, 2020

Organised

Corporation

• Occurred

  May 13, 2020
  First Form ADV filing

  Management Company filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:714d129f-b063-7ef0-73c5-ef12301ba9ee

First observed

May 13, 2020

Last observed

May 13, 2020 77 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.