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Reading the graph
Advisor at BLUE HAVEN CAPITAL, LLC
GENEVA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLUE HAVEN CAPITAL, LLC | Independent wealth | Oct 18, 2006 | n/a | yes | GENEVA, IL | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jun 27, 2006 | Sep 1, 2006 | no | GENEVA, IL|NAPERVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | BLUE HAVEN CAPITAL, LLC | Sep 1, 2006 | Oct 18, 2006 | 47 | Firm change | Ibd to RIA |