DFX Intelligence

L•••• E•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

L•••• E•••• P••••

Advisor at D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••

Phoenix, AZ | BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:714fb97a-1bbe-6e4b-2abf-9e6ad1ec5fca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••	Independent wealth	Sep 17, 2015	n/a	yes	BLOOMFIELD HILLS, MI\|Phoenix, AZ	Current employment
L•••••• S••••• • C••••••• L•••	Other adviser	Jan 1, 1998	Oct 23, 2003	no	BLOOMFIELD HILLS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• S••••• • C••••••• L•••	D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••	Oct 23, 2003	Sep 17, 2015	4,347	Firm change after gap	Other

Relationships

Registered with (2)

→ D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••Registered adviserregistration: current employment
Sep 17, 2015 to presentfactForm ADV
→ L•••••• S••••• • C••••••• L•••Registered adviserregistration: previous registration
Jan 1, 1998 to Oct 23, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:714fb97a-1bbe-6e4b-2abf-9e6ad1ec5fca
First observed: Jan 1, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.