DFX Intelligence

D•••• D• L• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D•••• D• L• L•••

Advisor at I•••••• S••••••••• I•••

Highland Park, IL | Miami, FL

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Search this name across graphsid dfx:ria:7151f39e-6216-ded4-9ef2-ed99b9d801ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• S••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• S••••••••• I•••	Mixed wealth	Apr 25, 2017	n/a	yes	Highland Park, IL\|Miami, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 6, 2016	Apr 26, 2017	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	I•••••• S••••••••• I•••	Apr 26, 2017	Apr 25, 2017	-1	Firm change	Other
D••••••• B••• S••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Sep 6, 2016	Sep 6, 2016

Relationships

Registered with (7)

→ I•••••• S••••••••• I•••Registered adviserregistration: current employment
Apr 25, 2017 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2016 to Apr 26, 2017factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2014 to Sep 6, 2016factForm ADV
→ B••••••• C•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7151f39e-6216-ded4-9ef2-ed99b9d801ca
First observed: Mar 13, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.