DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 20, 2022 | n/a | yes | COLUMBUS, OH | Current employment |
| PRIMERICA ADVISORS | National bd RIA | Oct 20, 2016 | Nov 25, 2020 | no | DUBLIN, OH|DUBLIN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIMERICA ADVISORS | LPL FINANCIAL LLC | Nov 25, 2020 | Apr 20, 2022 | 511 | Firm change after gap | Ibd to RIA |