DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 306239
BEAUFORT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSEPH J COSTIGAN | Chartered Financial Analyst | BEAUFORT, SC | 6 | 26 | 2 | no |
| ERNEST E. CECILIA | Chartered Financial Analyst | BEAUFORT, SC | Downingtown, PA | 3 | 28 | 1 | no |
| RUSTON Jay WOLFE | Certified Financial Planner | BEAUFORT, SC | Lebanon, PA | 2 | 15 | n/a | no |
| JAMES EDWARD GIBSON | n/a | Newtown Square, PA | 2 | 30 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COSTIGAN, JOSEPH, J | FOUNDER, PRESIDENT & CCO | E | yes | 10/2019 | Mar 17, 2022 | May 30, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 20, 2026 | $336M | $336M | 6 | 4 | 4 | n/a | n/a |
| 2024 | Feb 6, 2025 | $272M | $272M | 6 | 4 | 4 | n/a | n/a |
| 2023 | Mar 12, 2024 | $227M | $227M | 6 | 4 | 0 | n/a | n/a |
| 2022 | Mar 8, 2023 | $167M | $167M | 6 | 3 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $336M | $272M | 23.2% | $167M | 26.1% | 6 | 6 | 4 | 4 |