DFX Intelligence

J•••••• D•••••• A••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J•••••• D•••••• A••

Advisor at L•• F•••••••• L••

RAPID CITY, SD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 22, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 11, 2023	n/a	yes	RAPID CITY, SD	Current employment
B•• F•••••••• A•••••••• L••	Former SEC adviser	Jul 28, 2016	Nov 9, 2023	no	RAPID CITY, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• A•••••••• L••	L•• F•••••••• L••	Nov 9, 2023	Sep 11, 2023	-59	Firm change after gap	RIA to ibd
L•• F•••••••• L••	B•• F•••••••• A•••••••• L••	Jul 5, 2016	Jul 28, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
134738:6413:SD:2023-11-09	Nov 9, 2023	Sep 11, 2023	RAPID CITY, SD	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 6, 2013 to Jul 5, 2016factForm ADV
→ B•• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 28, 2016 to Nov 9, 2023factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2016 to Jun 16, 2016factForm ADV
→ W•••••• • R•••

Dated events

Order

Occurred
9 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 25, 2013
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.