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B•• F•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B•• F•••••••• A•••••••• L••

CRD 134738

RAPID CITY, SD

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Search this name across graphsid dfx:ria:52373620-3c01-93c9-742b-75249078d074

Data as of Mar 21, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Mar 9, 2012 to Mar 21, 2023
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $388MItem 5.F on the latest filing (2023-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $382M
Private client RAUM: $386MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• H•••• T•••••	CEO/MANAGING MEMBER	D	yes	02/2005	Mar 9, 2012	Mar 21, 2023
M••••• D••••••• A••••	PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	02/2005	Mar 9, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$388M	$410M	-5.4%	$276M	12.0%	10	11	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••••• F••••••••• I•••	3	Nov 9, 2023	Mar 29, 2021	RAPID CITY, SD	Firm absorbed	RIA to ibd	75.0%

Relationships

Controls (2)

← M••••• D••••••• A••••OwnerPRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 9, 2012 to presentfactForm ADV
← B••••• H•••• T•••••OwnerCEO/MANAGING MEMBER, ownership code D, individual
Mar 9, 2012 to presentfactForm ADV

Registered with (5)

← D•••••• A•••• M••••Advisorregistration: previous registration
Apr 28, 2005 to Nov 9, 2023factForm ADV
← H••• T••••• B••••

Dated events

Occurred
Nov 9, 2023
Firm absorbed
B•• F•••••••• A•••••••• L••'s advisors moved to S•••••••• F••••••••• I••• (Rapid City, SD): 3 of 4 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Nov 9, 2023
Advisor changed firm
Douglas Allen Maher left B•• F•••••••• A•••••••• L•• for S•••••••• F••••••••• I••• (registered 2005-10-31)
Form ADVobserved 7 days ago
Occurred
Nov 9, 2023
Advisor changed firm
Hugh Thomas Boyle left B•• F•••••••• A•••••••• L•• for S•••••••• F••••••••• I••• (registered 2005-10-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52373620-3c01-93c9-742b-75249078d074
First observed: Mar 9, 2012
Last observed: Mar 21, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.