DFX Intelligence
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Advisor at C••• L••
OMAHA, NE | Marquette, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• L•• | Bd affiliated wealth | Apr 7, 2025 | n/a | yes | Marquette, MI|OMAHA, NE | Current employment |
| B••• R•••••• F•••••••• S•••••••• I••• | Independent wealth | Sep 14, 2022 | Jul 7, 2025 | no | MARQUETTE, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• R•••••• F•••••••• S•••••••• I••• | C••• L•• | Jul 7, 2025 | Apr 7, 2025 | -91 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 289856:155344:MI:2025-07-07 | Jul 7, 2025 | Apr 7, 2025 | MARQUETTE, MI | Firm change after gap |