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L••••• E•••••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

L••••• E•••••••• F••••••

Advisor at W••••••••• A••••••• G••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:71788f6c-fd4a-f5ea-8822-22b7fcee5458

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• G••••• L••	Independent wealth	Jul 11, 2022	n/a	yes	ST. LOUIS, MO	Current employment
C•••••• F•••••••• G••••• L••	Independent wealth	Jun 21, 2021	Jun 6, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• G••••• L••	W••••••••• A••••••• G••••• L••	Jun 6, 2022	Jul 11, 2022	35	Firm change	RIA to RIA
M••••• G•••• I••••••••• A•••••••• L••	C•••••• F•••••••• G••••• L••	Jun 15, 2021

Relationships

Registered with (3)

→ W••••••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jul 11, 2022 to presentfactForm ADV
→ C•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jun 21, 2021 to Jun 6, 2022factForm ADV
→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 10, 2009 to Jun 15, 2021factForm ADV

Dated events

Occurred
Jun 6, 2022
Advisor changed firm
L••••• E•••••••• F•••••• left C•••••• F•••••••• G••••• L•• for W••••••••• A••••••• G••••• L•• (registered 2022-07-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71788f6c-fd4a-f5ea-8822-22b7fcee5458
First observed: Apr 10, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.