DFX Intelligence

P••• W•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

P••• W•••••• M•••••

Advisor at C••••• • A••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:7184548b-aee1-5c09-0b50-a26e9de017b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• • A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 16, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• • A••••••••• I•••	Independent wealth	Feb 23, 2015	n/a	yes	Port Orange, FL\|Ocala, FL\|TAMPA, FL\|TAMPA, FL\|Lady Lake, FL\|Pensacola, FL\|Glasgow, KY\|Seminole, FL	Current employment
N•••••• C•••• A•••• M•••••••••	Former SEC adviser	Mar 7, 2008	Feb 17, 2015	no	OCALA, FL\|OCALA, FL\|NEW YORK, NY\|OCALA, FL\|ODESSA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• C•••• A•••• M•••••••••	C••••• • A••••••••• I•••	Feb 17, 2015	Feb 23, 2015	6	Firm change	Other
J• P• T••••• • C•••••• C•••••• M••••••••• L••	N•••••• C•••• A•••• M•••••••••	Mar 11, 2008	Mar 7, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
16944:20999:FL:2015-02-17	Feb 17, 2015	Feb 23, 2015	ODESSA, FL	Firm change

Relationships

Registered with (3)

→ C••••• • A••••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2007 to Dec 14, 2007factForm ADV
→ N•••••• C•••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 7, 2008 to Feb 17, 2015factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2008 to Mar 11, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7184548b-aee1-5c09-0b50-a26e9de017b4
First observed: Jun 11, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.