DFX Intelligence
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Reading the graph
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Advisor at J••• M••••• S••••••••• L••
Tempe, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Sep 5, 2025 | n/a | yes | Tempe, AZ | Current employment |
| M••••• S•••••• | Wirehouse | Jan 28, 2025 | Aug 20, 2025 | no | GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | J••• M••••• S••••••••• L•• | Aug 20, 2025 | Sep 5, 2025 | 16 | Firm change | Wirehouse to wirehouse |
| V••• R••••••••• A•••••••• L•• | M••••• S•••••• | Jun 24, 2024 | Jan 28, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:79:AZ:2025-08-18 | Aug 20, 2025 | Sep 5, 2025 | GILBERT, AZ | Firm change |
| Other adviser |
| Jul 14, 2023 |
| Jun 24, 2024 |
| no |
| WINDSOR, CT|CHANDLER, AZ |
| Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Nov 30, 2022 | Jul 19, 2023 | no | WINDSOR, CT|Mesa, AZ|Chandler, AZ | Previous registration |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Feb 23, 2022 | Nov 8, 2022 | no | SCOTTSDALE, AZ | Previous registration |
| 218 |
| Firm change |
| Other |
| V••• F•••••••• P•••••••• L•• | V••• R••••••••• A•••••••• L•• | Jul 19, 2023 | Jul 14, 2023 | -5 | Channel change | Other |
| V••••••• A•••••••• I••• | V••• F•••••••• P•••••••• L•• | Nov 8, 2022 | Nov 30, 2022 | 22 | Firm change | Other |