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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SCHMIDT FINANCIAL GROUP, INC.

CRD 119841

KIRKLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7185a52e-3989-c971-0e60-7e98849e759d

Data as of Apr 12, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Apr 12, 2024
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $475MItem 5.F on the latest filing (2024-04-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $468M
Private client RAUM: $475MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,101
Individual clients: 63
High net worth clients: 113
SEC number: 801-62831
CRD: 119841
Filings on the tape: 21
First filed: Mar 30, 2012
Latest filed: Apr 12, 2024
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COX, PAUL, IRVIN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2018	Oct 1, 2018	Apr 12, 2024
MADISON DEARBORN PARTNERS	GENERAL PARTNER	F	yes	03/2021	Mar 22, 2019	Apr 12, 2024
NFP CORP.	Owner	E	yes	04/2003	Mar 16, 2015	Apr 12, 2024
NFP HOLDINGS, LLC	Owner	E	yes	07/2013	Mar 22, 2019	Apr 12, 2024
NFP INTERMEDIATE HOLDINGS A. CORP.	Owner	E	yes	07/2013	Mar 22, 2019	Apr 12, 2024
NFP INTERMEDIATE HOLDINGS B. CORP.	Owner	E	yes	07/2013	Mar 22, 2019	Apr 12, 2024
NFP PARENT CO, LLC	Owner	E	yes	10/2014	Mar 22, 2019	Apr 12, 2024
NFP ULTIMATE HOLDINGS, LLC	Owner	E	yes	02/2017	Mar 22, 2019	Apr 12, 2024
PATRIOT SPV GP, L.P	GENERAL PARTNER	F	yes	03/2021	Mar 14, 2022	Apr 12, 2024
PATRIOT SPV, L.P	Owner	C	yes	03/2021	Mar 14, 2022	Apr 12, 2024
SCHMIDT, EVAN, TODD	President	Na	yes	07/2019	Mar 18, 2020	Apr 12, 2024
SCHMIDT, GLENDA, SUE	Founder	Na	yes	11/1999	Mar 30, 2012	Apr 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NFP INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
NFP PROPERTY & CASUALTY SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$475M	$468M	6	3	0	n/a	n/a
2022	Mar 22, 2023	$417M	$406M	5	2	0	n/a	n/a
2021	Mar 14, 2022	$482M	$461M	5	2	0	n/a	n/a
2020	Mar 3, 2021	$475M	$475M	4	2	0	n/a	n/a
2019	Mar 18, 2020	$414M	$414M	4	3	0	n/a	n/a
2018	Mar 22, 2019	$361M	$361M	3	3	0	n/a	n/a
2017	Mar 27, 2018	$379M	$379M	3	3	0	n/a	n/a
2016	Mar 28, 2017	$314M	$314M	3	3	n/a	n/a	n/a
2015	Feb 24, 2016	$386M	$0	4	4	n/a	n/a	n/a
2014	Mar 16, 2015	$376M	$0	4	4	n/a	n/a	n/a
2013	Mar 26, 2014	$338M	$0	4	4	n/a	n/a	n/a
2012	Feb 25, 2013	$283M	$0	4	4	n/a	n/a	n/a
2011	Mar 30, 2012	$266M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$475M	$417M	14.0%	$475M	0.0%	6	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SCHMIDT FINANCIAL MANAGEMENT	2	Apr 2, 2024	Mar 14, 2024	KIRKLAND, WA	Team lift out	RIA to new firm	100.0%

Relationships

Controls (11)

← MADISON DEARBORN PARTNERSOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 22, 2019 to presentfactForm ADV
← SCHMIDT, GLENDA, SUEOwnerFOUNDER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← COX, PAUL, IRVINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 1, 2018 to presentfactForm ADV
← SCHMIDT, EVAN, TODDOwnerPRESIDENT, ownership code NA, individual
Mar 18, 2020 to presentfactForm ADV
← NFP CORP.OwnerOWNER, ownership code E, domestic entity
Mar 16, 2015 to presentfactForm ADV
← NFP INTERMEDIATE HOLDINGS A. CORP.OwnerOWNER, ownership code E, domestic entity
Mar 22, 2019 to presentfactForm ADV
← NFP INTERMEDIATE HOLDINGS B. CORP.OwnerOWNER, ownership code E, domestic entity
Mar 22, 2019 to presentfactForm ADV
← NFP PARENT CO, LLCOwnerOWNER, ownership code E, domestic entity
Mar 22, 2019 to presentfactForm ADV
← NFP ULTIMATE HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 22, 2019 to presentfactForm ADV
← PATRIOT SPV GP, L.POwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 14, 2022 to presentfactForm ADV
← PATRIOT SPV, L.POwnerOWNER, ownership code C, domestic entity
Mar 14, 2022 to presentfactForm ADV

Registered with (4)

← EVAN TODD SCHMIDTAdvisorregistration: previous registration
Dec 7, 2009 to Apr 2, 2024factForm ADV
← Dominic Christian HubertAdvisorregistration: previous registration
Apr 5, 2022 to Apr 2, 2024factForm ADV
← TIMOTHY DEAN GRIFFITHAdvisorregistration: previous registration
Apr 1, 2002 to Jul 15, 2020factForm ADV
← RYAN KENNETH SCHMIDTAdvisorregistration: previous registration
Sep 8, 2006 to Dec 31, 2016factForm ADV

Moved with (1)

→ SCHMIDT FINANCIAL MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Apr 2, 2024 to Mar 14, 2024factForm ADV

Dated events

Occurred
Apr 2, 2024
Team lift-out
2 advisors left Schmidt Financial Group, Inc. (Kirkland, WA) for Schmidt Financial Management on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Apr 2, 2024
Advisor changed firm
Dominic Christian Hubert left Schmidt Financial Group, Inc. for Schmidt Financial Management (registered 2024-03-14)
Form ADVobserved 5 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Evan Todd Schmidt left Schmidt Financial Group, Inc. for Schmidt Financial Management (registered 2024-03-14)
Form ADVobserved 5 days ago
Occurred
Mar 18, 2020
Control person joined
Todd Evan Schmidt (President) appeared on Schedule A of Schmidt Financial Group, Inc.
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7185a52e-3989-c971-0e60-7e98849e759d
First observed: Mar 30, 2012
Last observed: Apr 12, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHMIDT FINANCIAL GROUP, INC.

CRD 119841

KIRKLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7185a52e-3989-c971-0e60-7e98849e759d

Data as of Apr 12, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COX, PAUL, IRVIN

CHIEF COMPLIANCE OFFICER

yes

09/2018

Oct 1, 2018

Apr 12, 2024

MADISON DEARBORN PARTNERS

GENERAL PARTNER

yes

03/2021

Mar 22, 2019

Apr 12, 2024

NFP CORP.

Owner

yes

04/2003

Mar 16, 2015

Apr 12, 2024

NFP HOLDINGS, LLC

Owner

yes

07/2013

Mar 22, 2019

Apr 12, 2024

NFP INTERMEDIATE HOLDINGS A. CORP.

Owner

yes

07/2013

Mar 22, 2019

Apr 12, 2024

NFP INTERMEDIATE HOLDINGS B. CORP.

Owner

yes

07/2013

Mar 22, 2019

Apr 12, 2024

NFP PARENT CO, LLC

Owner

yes

10/2014

Mar 22, 2019

Apr 12, 2024

NFP ULTIMATE HOLDINGS, LLC

Owner

yes

02/2017

Mar 22, 2019

Apr 12, 2024

PATRIOT SPV GP, L.P

GENERAL PARTNER

yes

03/2021

Mar 14, 2022

Apr 12, 2024

PATRIOT SPV, L.P

Owner

yes

03/2021

Mar 14, 2022

Apr 12, 2024

SCHMIDT, EVAN, TODD

President

yes

07/2019

Mar 18, 2020

Apr 12, 2024

SCHMIDT, GLENDA, SUE

Founder

yes

11/1999

Mar 30, 2012

Apr 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NFP INSURANCE SERVICES, INC.

n/a

yes

n/a

NFP PROPERTY & CASUALTY SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$475M

$468M

n/a

2022

Mar 22, 2023

$417M

$406M

n/a

2021

Mar 14, 2022

$482M

$461M

n/a

2020

Mar 3, 2021

$475M

n/a

2019

Mar 18, 2020

$414M

n/a

2018

Mar 22, 2019

$361M

n/a

2017

Mar 27, 2018

$379M

n/a

2016

Mar 28, 2017

$314M

n/a

2015

Feb 24, 2016

$386M

n/a

2014

Mar 16, 2015

$376M

n/a

2013

Mar 26, 2014

$338M

n/a

2012

Feb 25, 2013

$283M

n/a

2011

Mar 30, 2012

$266M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$475M

$417M

14.0%

$475M

0.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SCHMIDT FINANCIAL MANAGEMENT

Apr 2, 2024

Mar 14, 2024

KIRKLAND, WA

Team lift out

RIA to new firm

100.0%