B•••• P•• R•••

Advisor at C•••••••• G••••• M•••••• I•••

Hoboken, NJ | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71884ed3-1cad-1cc4-c713-47f9bdbfa886

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Oct 13, 2022	n/a	yes	Hoboken, NJ\|New York, NY	Current employment
C••• P•••••• A•••••••• L••	Former SEC adviser	Oct 13, 2022	Jun 30, 2010	no	Hoboken, NJ\|New York, NY\|New York, NY\|New York, NY\|Hoboken, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• P•••••• A•••••••• L••	C•••••••• G••••• M•••••• I•••	Jun 30, 2010	Oct 13, 2022	4,488	Bulk transfer	Other

Relationships

Registered with (2)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Oct 13, 2022 to presentfactForm ADV
→ C••• P•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 13, 2022 to Jun 30, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71884ed3-1cad-1cc4-c713-47f9bdbfa886
First observed: Oct 13, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.