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Advisor at PARK LANE FINANCIAL GROUP LLC
WEST PITTSTON, PA | Plains, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK LANE FINANCIAL GROUP LLC | State registered | Sep 10, 2026 | n/a | yes | WEST PITTSTON, PA|Plains, PA | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jan 30, 2015 | Sep 10, 2026 | no | Pittston, PA|BIRMINGHAM, AL|PLAINS, PA | Previous registration |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Nov 4, 2011 | Jan 30, 2015 | no | PLAINS, PA|YOUNGSTOWN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | PARK LANE FINANCIAL GROUP LLC | Sep 10, 2026 | Sep 10, 2026 | 0 | Firm change | Ibd to state RIA |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | STONEX ADVISORS INC. | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |