DFX Intelligence

P••••••••• R••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••••• R••••••••

P••••••••• R•••••••• FUND SPONSOR, LLC, CRD 304953

NEW YORK, NY

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Search this name across graphsid dfx:ria:718e3b96-ccda-ba94-8c42-5584e0529932

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 2
Observed: Jul 30, 2019 to Mar 30, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••••••• R••••••••

Private equity manager · shared crd

Independent Sponsorsidentity

P••••••••• R••••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $332M••• Locked
Discretionary RAUM: $332M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••••• R•••••••• F••• I••••• L••	Private Equity Fund	$240M	Mar 19, 2024	44	Mar 30, 2020	reported	021-269999
P••••••••• R•••••••• F••• I•• L••	Private Equity Fund	$191M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• S••••• T•••• D•••• A••••• 2•• 2•••	MANAGING MEMBER	E	yes	08/2020	Mar 31, 2021	Mar 19, 2024
M••••• M••••• F••••••••• B••••	MANAGING MEMBER	E	yes	06/2012	Jul 30, 2019	Mar 19, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$332M	$414M	-19.7%	$420M	-7.5%	6	7	1	1

Relationships

Advises (3)

→ P••••••••• R•••••••• F••• I••••• L••Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ P••••••••• R•••••••• F••• I• L••Private fundPrivate Equity Fund, IA
Jul 30, 2019 to presentfactForm ADV
→ P••••••••• R•••••••• F••• I•• L••Private fundPrivate Equity Fund, IA
Jul 30, 2019 to presentfactForm ADV

Controls (3)

Dated events

Occurred
May 31, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 30, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:718e3b96-ccda-ba94-8c42-5584e0529932
First observed: Jul 30, 2019
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.