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C••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

C••••••• C•••••• M••••••••• L••

CRD 128450

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7191c4ae-b31b-608c-3c50-1ab80e5519b2

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Mar 13, 2012 to Mar 28, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.13 institutional_share=0.81 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.2BItem 5.F on the latest filing (2026-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.2B
Private client RAUM: $152,843derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• A• • S••• C•• I•••••••• V•••• F••• • A• S••••• O• C••••••• I••••••• S••••• F•••• L••	Other Private Fund	$20.3M	Mar 21, 2024	1	Mar 27, 2019	reported	021-323466

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• R•••••• B••••••	FOUNDER-PARTNER, CO-CHIEF EXECUTIVE OFFICER, CHIEF BUSINESS DEVELOPMENT & STRATEGY OFFICER, & LLC-MEMBER	C	yes	08/2003	Mar 13, 2012	Mar 21, 2024
M•••••• W••••••• E•••	FOUNDER-PARTNER, CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER, & LLC-MEMBER	C	yes	01/2004

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• G••••• A•••••••• L••	n/a	Institutional manager	$1.1B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.2B	$3.9B	8.8%	$3.2B	9.4%	20	20	1	1

Relationships

Affiliated with (2)

→ C••••••• G••••• A•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← C••••••• G••••• A•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ S••••• A• • S••• C•• I•••••••• V•••• F••• • A• S••••• O• C••••••• I••••••• S••••• F•••• L••Private fundOther Private Fund, IA
Mar 27, 2019 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Sep 15, 2021
Control person left
P Daniel Harley (Chief Compliance Officer) no longer on Schedule A of C••••••• C•••••• M••••••••• L•• (listed 2021-06-29, absent 2021-09-15)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
C••••••• C•••••• M••••••••• L•• reported RAUM $2.9B, up 88% from $1.6B (2020-07-14 to 2021-03-31)
Form ADVobserved 7 days ago
$1.4B
Occurred
Mar 30, 2020
Regulatory AUM changed
C••••••• C•••••• M••••••••• L•• reported RAUM $1.6B, down 34% from $2.3B (2020-01-06 to 2020-03-30)
Form ADVobserved 7 days ago
$-782M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7191c4ae-b31b-608c-3c50-1ab80e5519b2
First observed: Mar 13, 2012
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 28, 2026	$4.2B	$4.2B	20	7	1	n/a	n/a
2024	Mar 18, 2025	$3.9B	$3.9B	20	7	1	1	n/a
2023	Mar 19, 2024	$3.5B	$3.5B	19	7	1	1	$20.3M
2022	Mar 22, 2023	$3.2B	$3.2B	18	6	1	1	$17.3M
2021	Mar 17, 2022	$3.6B	$3.6B	16	7	1	1	$20.7M
2020	Mar 31, 2021	$2.9B	$2.9B	17	7	1	1	$15.1M
2019	Jan 2, 2020	$2.3B	$2.3B	18	8	1	1	$11.2M
2018	Mar 27, 2019	$2.3B	$2.3B	18	8	2	1	$11.2M
2017	Mar 9, 2018	$2.9B	$2.9B	18	7	2	n/a	n/a
2016	Mar 24, 2017	$2.9B	$2.9B	16	6	n/a	n/a	n/a
2015	Mar 17, 2016	$2.1B	$2.1B	16	7	n/a	n/a	n/a
2014	Apr 2, 2015	$2.1B	$2.1B	15	6	n/a	n/a	n/a
2013	Mar 29, 2014	$1.6B	$1.6B	11	5	n/a	n/a	n/a
2012	Mar 1, 2013	$1.1B	$1.1B	11	5	n/a	n/a	n/a
2011	Mar 13, 2012	$911M	$911M	n/a	n/a	n/a	n/a	n/a