DFX Intelligence

P••• D••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

P••• D••••• B••••

Advisor at C•••••••• L••

NORTH PALM BEACH, FL

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Search this name across graphsid dfx:ria:719ae04e-5b65-5531-98af-c551271fb65c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Independent wealth	Aug 26, 2026	n/a	yes	NORTH PALM BEACH, FL	Current employment
G•• A••••••• S•••••••• L••	Asset manager	Jul 15, 2008	Dec 31, 2017	no	JUPITER, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• A••••••• S•••••••• L••	C•••••••• L••	Dec 31, 2017	Aug 26, 2026	3,160	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••••• L••Registered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2008 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:719ae04e-5b65-5531-98af-c551271fb65c
First observed: Jul 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.