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Reading the graph
Advisor at SOLID ROCK CAPITAL MANAGEMENT
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOLID ROCK CAPITAL MANAGEMENT | State registered | Oct 14, 2021 | n/a | yes | Dallas, TX | Current employment |
| RED SEVEN | Independent wealth | Jan 23, 2018 | Jul 11, 2019 | no | ESCONDIDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RED SEVEN | SOLID ROCK CAPITAL MANAGEMENT | Jul 11, 2019 | Oct 14, 2021 | 826 | Firm change after gap | RIA to state RIA |