DFX Intelligence

M••• D••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

M••• D••••• G••••••

Advisor at S••••••• F••••••••

CHANDLER, AZ

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Search this name across graphsid dfx:ria:71a26b70-caaf-9570-97be-c1ea34cec37c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 7, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F••••••••	State registered	Apr 16, 2021	n/a	yes	CHANDLER, AZ	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Sep 6, 2013	May 5, 2025	no	TEMPE, AZ\|SCOTTSDALE, AZ\|CHANDLER, AZ\|Chandler, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	S••••••• F••••••••	May 5, 2025	Apr 16, 2021	-1,480	Firm change after gap	Ibd to state RIA
M••••••• A•••••••• I••	N••• F•••••••• G••••• I•••	Nov 1, 2004	Sep 6, 2013

Relationships

Registered with (3)

→ S••••••• F••••••••Registered adviserregistration: current employment
Apr 16, 2021 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 6, 2013 to May 5, 2025factForm ADV
→ M••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 7, 1996 to Nov 1, 2004factForm ADV

Dated events

Occurred
May 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71a26b70-caaf-9570-97be-c1ea34cec37c
First observed: Nov 7, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.