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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

U.S. GLOBAL INVESTORS, INC.

CRD 111097

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71ad50f4-3e5d-c94c-1e12-ce3c42961df3

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Feb 19, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-02-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $1.3Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 22
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 11
SEC number: 801-4868
CIK: 754811
CRD: 111097
Filings on the tape: 26
First filed: Mar 30, 2012
Latest filed: Feb 19, 2026
Organised: Corporation, TX
Website: usfunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANK EDWARD HOLMES	n/a	SAN ANTONIO, TX	27	n/a	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLANCO, MONICA	CHIEF COMPLIANCE OFFICER	Na	yes	10/2019	Oct 15, 2019	Sep 25, 2024
CALLICOTTE, LISA, CHRISTINE	CHIEF FINANCIAL OFFICER	Na	yes	07/2013	Sep 24, 2013	Sep 25, 2024
HOLMES, FRANK, EDWARD	DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	E	yes	10/1989	Mar 30, 2012	Sep 25, 2024
LYDON, THOMAS, FRANCIS	Director	Na	yes	06/1997	Mar 30, 2012	Sep 25, 2024
RUBINSTEIN, JEROLD, HOWARD	DIRECTOR, CHAIRMAN OF THE BOARD	Na	yes	10/1989	Mar 30, 2012	Sep 25, 2024
TERRACINA, ROY, DAVID	Director	Na	yes	12/1994	Mar 30, 2012	Sep 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 19, 2026	$1.3B	$1.3B	22	7	0	n/a	n/a
2024	Sep 25, 2024	$1.6B	$1.6B	24	6	0	n/a	n/a
2023	Sep 30, 2023	$2.4B	$2.4B	24	6	0	n/a	n/a
2022	Sep 13, 2022	$4.2B	$4.2B	20	5	0	n/a	n/a
2021	Sep 21, 2021	$4.2B	$4.2B	20	5	0	n/a	n/a
2020	Oct 1, 2020	$1.7B	$1.7B	20	5	0	n/a	n/a
2019	Oct 15, 2019	$512M	$512M	23	7	0	n/a	n/a
2018	Sep 26, 2018	$604M	$604M	25	7	0	n/a	n/a
2017	Sep 19, 2017	$712M	$712M	25	7	n/a	n/a	n/a
2016	Jul 27, 2016	$780M	$780M	25	7	n/a	n/a	n/a
2015	Sep 18, 2015	$642M	$642M	42	9	n/a	n/a	n/a
2014	Sep 26, 2014	$845M	$845M	44	8	n/a	n/a	n/a
2013	Sep 24, 2013	$1.2B	$1.2B	65	12	n/a	n/a	n/a
2012	Sep 27, 2012	$1.6B	$1.6B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.6B	-15.3%	$4.2B	-32.1%	22	24	0	0

Relationships

Affiliated with (1)

← GLOBAL TRENDS INVESTMENTSRegistered adviserother investment adviser
factForm ADV

Registered with (1)

← FRANK EDWARD HOLMESAdvisorregistration: current employment
Jul 14, 1999 to presentfactForm ADV

Controls (6)

← LYDON, THOMAS, FRANCISOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to Sep 25, 2024factForm ADV
← HOLMES, FRANK, EDWARDOwnerDIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, ownership code E, individual
Mar 30, 2012 to Sep 25, 2024factForm ADV
← RUBINSTEIN, JEROLD, HOWARDOwnerDIRECTOR, CHAIRMAN OF THE BOARD, ownership code NA, individual
Mar 30, 2012 to Sep 25, 2024factForm ADV
← TERRACINA, ROY, DAVIDOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to Sep 25, 2024factForm ADV
← CALLICOTTE, LISA, CHRISTINEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 24, 2013 to Sep 25, 2024factForm ADV
← BLANCO, MONICAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 15, 2019 to Sep 25, 2024factForm ADV

Dated events

Occurred
Sep 25, 2024
Regulatory AUM changed
U.S. Global Investors, Inc. reported RAUM $1.6B, down 34% from $2.4B (2023-09-30 to 2024-09-25)
Form ADVobserved 6 days ago
$-808M
Occurred
Sep 30, 2023
Regulatory AUM changed
U.S. Global Investors, Inc. reported RAUM $2.4B, down 44% from $4.2B (2022-09-13 to 2023-09-30)
Form ADVobserved 6 days ago
$-1.9B
Occurred
Sep 21, 2021
Regulatory AUM changed
U.S. Global Investors, Inc. reported RAUM $4.2B, up 147% from $1.7B (2021-03-18 to 2021-09-21)
Form ADVobserved 6 days ago
$2.5B
Occurred
Oct 1, 2020
Regulatory AUM changed
U.S. Global Investors, Inc. reported RAUM $1.7B, up 234% from $512.4M (2020-05-21 to 2020-10-01)
Form ADVobserved 6 days ago
$1.2B
Occurred
Oct 15, 2019
Control person joined
Monica Blanco (Chief Compliance Officer) appeared on Schedule A of U.S. Global Investors, Inc.
Form ADVobserved 6 days ago
Occurred
May 20, 2019
Control person left
Michael Joseph O'Donnell (Chief Compliance Officer) no longer on Schedule A of U.S. Global Investors, Inc. (listed 2018-09-26, absent 2019-05-20)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71ad50f4-3e5d-c94c-1e12-ce3c42961df3
First observed: Mar 30, 2012
Last observed: Feb 19, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

U.S. GLOBAL INVESTORS, INC.

CRD 111097

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71ad50f4-3e5d-c94c-1e12-ce3c42961df3

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANK EDWARD HOLMES

n/a

SAN ANTONIO, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLANCO, MONICA

CHIEF COMPLIANCE OFFICER

yes

10/2019

Oct 15, 2019

Sep 25, 2024

CALLICOTTE, LISA, CHRISTINE

CHIEF FINANCIAL OFFICER

yes

07/2013

Sep 24, 2013

Sep 25, 2024

HOLMES, FRANK, EDWARD

DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER

yes

10/1989

Mar 30, 2012

Sep 25, 2024

LYDON, THOMAS, FRANCIS

Director

yes

06/1997

Mar 30, 2012

Sep 25, 2024

RUBINSTEIN, JEROLD, HOWARD

DIRECTOR, CHAIRMAN OF THE BOARD

yes

10/1989

Mar 30, 2012

Sep 25, 2024

TERRACINA, ROY, DAVID

Director

yes

12/1994

Mar 30, 2012

Sep 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 19, 2026

$1.3B

n/a

2024

Sep 25, 2024

$1.6B

n/a

2023

Sep 30, 2023

$2.4B

n/a

2022

Sep 13, 2022

$4.2B

n/a

2021

Sep 21, 2021

$4.2B

n/a

2020

Oct 1, 2020

$1.7B

n/a

2019

Oct 15, 2019

$512M

n/a

2018

Sep 26, 2018

$604M

n/a

2017

Sep 19, 2017

$712M

n/a

2016

Jul 27, 2016

$780M

n/a

2015

Sep 18, 2015

$642M

n/a

2014

Sep 26, 2014

$845M

n/a

2013

Sep 24, 2013

$1.2B

n/a

2012

Sep 27, 2012

$1.6B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.6B

-15.3%

$4.2B

-32.1%