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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
San Ramon, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 5, 2024 | n/a | yes | San Ramon, CA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 8, 1997 | Aug 19, 2024 | no | PLEASANTON, CA|Pleasanton, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 19, 2024 | Aug 5, 2024 | -14 | Firm change | Ibd to ibd |