DFX Intelligence

Data Factory

G••• D••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

G••• D••••• B•••

Advisor at H•••••• F•••••••• A•••••••• L••

L••••••••, PA | Knoxville, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71cb36f3-59bc-03b0-72fb-4a6e9b7e6600

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• F•••••••• A•••••••• L••	Independent wealth	Sep 8, 2010	n/a	yes	L••••••••, PA\|Knoxville, TN	Current employment
L•••••••• C••••• F•••••••• G••••• L••	State registered	Sep 18, 2009	Mar 2, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•• A•••••••• I•••	L•••••••• C••••• F•••••••• G••••• L••	Apr 6, 2011	Sep 18, 2009	-565	Firm change after gap	Other
L•••••••• C••••• F•••••••• G••••• L••	H•••••• F•••••••• A•••••••• L••	Mar 2, 2011

Relationships

Registered with (3)

→ H•••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 8, 2010 to presentfactForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2003 to Apr 6, 2011factForm ADV
→ L•••••••• C••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Sep 18, 2009 to Mar 2, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71cb36f3-59bc-03b0-72fb-4a6e9b7e6600
First observed: Nov 4, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.