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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JAMES BARRON

Advisor at STRATEGIC ADVISERS LLC

AVALON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71ceb0eb-ac72-92a6-6884-9554a6ed15a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 22, 2019
First registration: Apr 23, 2019
Dual registered: yes, broker-dealer
Other names: James Barron|JAMES STEPHEN BARRON
IAPD individual key: 6888448

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	AVALON, NJ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 19, 2022	Mar 31, 2025	no	WESTLAKE, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 30, 2020	Apr 23, 2021	no	Austin, TX	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Apr 23, 2019	Dec 31, 2019	no	CEDAR KNOLLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 23, 2021	Jan 19, 2022	271	Firm change	Ibd to ibd
WORLD ADVISORY SERVICES	CHARLES SCHWAB & CO., INC.	Dec 31, 2019	Jan 30, 2020	30	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5393:288590:TX:2021-04-23	Apr 23, 2021	Jan 19, 2022	AUSTIN, TX	Firm change

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 19, 2022 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 30, 2020 to Apr 23, 2021factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 23, 2019 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71ceb0eb-ac72-92a6-6884-9554a6ed15a7
First observed: Apr 23, 2019
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES BARRON

Advisor at STRATEGIC ADVISERS LLC

AVALON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71ceb0eb-ac72-92a6-6884-9554a6ed15a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STRATEGIC ADVISERS LLC

National bd RIA

Mar 31, 2025

n/a

yes

AVALON, NJ

Current employment

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Former SEC adviser

Jan 19, 2022

Mar 31, 2025

WESTLAKE, TX

Previous registration

CHARLES SCHWAB & CO., INC.

National bd RIA

Jan 30, 2020

Apr 23, 2021

Austin, TX

Previous registration

WORLD ADVISORY SERVICES

Former SEC adviser

Apr 23, 2019

Dec 31, 2019

CEDAR KNOLLS, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

Mar 31, 2025

Bulk transfer

Ibd to ibd

CHARLES SCHWAB & CO., INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Apr 23, 2021

Jan 19, 2022

271

Firm change

Ibd to ibd

WORLD ADVISORY SERVICES

CHARLES SCHWAB & CO., INC.

Dec 31, 2019

Jan 30, 2020

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

5393:288590:TX:2021-04-23

Apr 23, 2021

Jan 19, 2022

AUSTIN, TX

Firm change