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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

VICTOR JOSEPH MASTRELLA

Advisor at NWF ADVISORY SERVICES INC

Westlake Village, CA

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Search this name across graphsid dfx:ria:71d00f6e-cd60-c335-fce2-d12588dd2ce9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NWF ADVISORY SERVICES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 29, 2005
First registration: Feb 5, 2007
Dual registered: yes, broker-dealer
Other names: VICTOR MASTRELLA
IAPD individual key: 5060308

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NWF ADVISORY SERVICES INC	Independent wealth	Apr 3, 2023	n/a	yes	Westlake Village, CA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Apr 4, 2023	no	WESTLAKE VILLAGE, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jun 16, 2014	Nov 12, 2020	no	SAN DIEGO, CA\|AGOURA HILLS, CA\|Westlake Village, CA	Previous registration
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Sep 2, 2009	Jun 16, 2014	no	PASADENA, CA\|Westlake Village, CA\|AGOURA HILLS, CA\|Westlake Village, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 31, 2008	Sep 3, 2009	no	NEWBURY PARK, CA\|THOUSAND OAKS, CA\|WESTLAKE VILLAGE, CA	Previous registration
EDWARD JONES	National bd RIA	Feb 5, 2007	Nov 4, 2008	no	WESTLAKE VILLAGE, CA\|ST. LOUIS, MO\|WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	NWF ADVISORY SERVICES INC	Apr 4, 2023	Apr 3, 2023	-1	Firm change	Ibd to RIA
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
WESTERN INTERNATIONAL SECURITIES	FIRST ALLIED ADVISORY SERVICES, INC.	Jun 16, 2014	Jun 16, 2014	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WESTERN INTERNATIONAL SECURITIES	Sep 3, 2009	Sep 2, 2009	-1	Firm change	Other
EDWARD JONES	BANC OF AMERICA INVESTMENT SERVICES, INC.	Nov 4, 2008	Oct 31, 2008	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:110410:CA:2023-04-03	Apr 4, 2023	Apr 3, 2023	WESTLAKE VILLAGE, CA	Firm change

Relationships

Registered with (6)

→ NWF ADVISORY SERVICES INCRegistered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Apr 4, 2023factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 16, 2014 to Nov 12, 2020factForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Sep 2, 2009 to Jun 16, 2014factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 31, 2008 to Sep 3, 2009factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 5, 2007 to Nov 4, 2008factForm ADV

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
Victor Joseph Mastrella left Cetera Investment Advisers Llc for Nwf Advisory Services Inc (registered 2023-04-03)
Form ADVobserved 5 days ago