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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

BARES CAPITAL MANAGEMENT, INC.

CRD 114428

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71d9b21d-ed55-487d-5f7c-99c02c14a708

Data as of Jun 3, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Apr 3, 2012 to Jun 3, 2025
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2025-06-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $550,732derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 24
SEC number: 801-63780
CRD: 114428
Filings on the tape: 35
First filed: Apr 3, 2012
Latest filed: Jun 3, 2025
Organised: Corporation, TX
Website: barescapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BBH BARES MID/LARGE CAP MASTER FUND, LP	Hedge Fund	$1.0B	Apr 26, 2024	1,711	Mar 30, 2016	reported	021-237978
PENTARIS QIAIF PLC - BARES US EQUITY FUND	Hedge Fund	$618M	Apr 26, 2021	35	Jan 3, 2017	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARES, BRIAN, TIMOTHY	PORTFOLIO MANAGER	D	yes	06/2000	Apr 3, 2012	Nov 13, 2024
BRADSHAW, JAMES, SHEL	CHIEF COMPLIANCE OFFICER	B	yes	03/2002	Apr 3, 2012	Nov 13, 2024
CREEL, JAMES, JEFFREY	President	B	yes	01/2019	Mar 31, 2017	Nov 13, 2024
DOWLING, JOHN, NORMAN	PORTFOLIO MANAGER	A	no	01/2019	Mar 29, 2019	Nov 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NINE TEN CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$481M	N	yes	n/a
MISSION TRAIL GP LP	n/a	n/a	n/a	N	yes	n/a
NINE TEN GP LP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 27, 2025	$1.3B	$1.3B	9	6	1	n/a	n/a
2023	Mar 28, 2024	$2.7B	$2.7B	13	9	1	1	$1.0B
2022	Mar 31, 2023	$2.7B	$2.7B	15	12	1	1	$1.1B
2021	Mar 31, 2022	$5.2B	$5.2B	16	13	0	1	$2.5B
2020	Mar 31, 2021	$5.6B	$5.6B	13	10	0	2	$3.4B
2019	Mar 30, 2020	$3.7B	$3.7B	12	12	0	2	$2.0B
2018	Mar 29, 2019	$3.4B	$3.4B	14	14	0	2	$1.7B
2017	Mar 30, 2018	$2.5B	$2.5B	14	14	0	2	$1.4B
2016	Mar 31, 2017	$1.8B	$1.8B	14	14	n/a	2	$974M
2015	Mar 30, 2016	$1.4B	$1.4B	13	13	n/a	1	$636M
2014	Mar 26, 2015	$920M	$920M	11	11	n/a	n/a	n/a
2013	Mar 18, 2014	$1.3B	$1.3B	11	6	n/a	n/a	n/a
2012	Mar 19, 2013	$658M	$654M	10	7	n/a	n/a	n/a
2011	Apr 3, 2012	$455M	$452M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.3B	$2.7B	-53.6%	$5.2B	-37.5%	9	13	1	1

Relationships

Affiliated with (2)

← NINE TEN CAPITAL MANAGEMENTRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ NINE TEN CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ BBH BARES MID/LARGE CAP MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ PENTARIS QIAIF PLC - BARES US EQUITY FUNDPrivate fundHedge Fund, IA, no longer reported
Jan 3, 2017 to Apr 26, 2021factForm ADV

Controls (3)

← BARES, BRIAN, TIMOTHYOwnerPORTFOLIO MANAGER, ownership code D, individual
Apr 3, 2012 to Nov 13, 2024factForm ADV
← BRADSHAW, JAMES, SHELOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Apr 3, 2012 to Nov 13, 2024factForm ADV
← CREEL, JAMES, JEFFREYOwnerPRESIDENT, ownership code B, individual
Mar 31, 2017 to Nov 13, 2024factForm ADV

Owns (1)

← DOWLING, JOHN, NORMANOwnerPORTFOLIO MANAGER, ownership code A, individual
Mar 29, 2019 to Nov 13, 2024factForm ADV

Registered with (3)

← RUSSELL CHAD MOLLENAdvisorregistration: previous registration
Oct 4, 2010 to May 14, 2020factForm ADV
← CLAYTON ALEXANDER RIPLEYAdvisorregistration: previous registration
Jun 29, 2009 to Mar 10, 2015factForm ADV
← GRAEME PETER REINAdvisorregistration: previous registration
Oct 30, 2006 to Jul 18, 2012factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 13, 2024
Regulatory AUM changed
Bares Capital Management, Inc. reported RAUM $1.2B, down 57% from $2.7B (2024-04-26 to 2024-11-13)
Form ADVobserved 6 days ago
$-1.6B
Occurred
Mar 31, 2023
Regulatory AUM changed
Bares Capital Management, Inc. reported RAUM $2.7B, down 47% from $5.2B (2022-10-27 to 2023-03-31)
Form ADVobserved 6 days ago
$-2.4B
Occurred
Mar 31, 2021
Regulatory AUM changed
Bares Capital Management, Inc. reported RAUM $5.6B, up 49% from $3.7B (2021-01-30 to 2021-03-31)
Form ADVobserved 6 days ago
$1.8B
Occurred
Mar 29, 2019
Regulatory AUM changed
Bares Capital Management, Inc. reported RAUM $3.4B, up 36% from $2.5B (2018-05-07 to 2019-03-29)
Form ADVobserved 6 days ago
$909M
Occurred
Mar 30, 2018
Regulatory AUM changed
Bares Capital Management, Inc. reported RAUM $2.5B, up 37% from $1.8B (2017-05-18 to 2018-03-30)
Form ADVobserved 6 days ago
$676M

Show 1 bookkeeping events

Occurred
Feb 2, 2026
Bares Capital Management, Inc. no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $1.3B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71d9b21d-ed55-487d-5f7c-99c02c14a708
First observed: Apr 3, 2012
Last observed: Jun 3, 2025 15 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BARES CAPITAL MANAGEMENT, INC.

CRD 114428

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71d9b21d-ed55-487d-5f7c-99c02c14a708

Data as of Jun 3, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BBH BARES MID/LARGE CAP MASTER FUND, LP

Hedge Fund

$1.0B

Apr 26, 2024

1,711

Mar 30, 2016

reported

021-237978

PENTARIS QIAIF PLC - BARES US EQUITY FUND

Hedge Fund

$618M

Apr 26, 2021

Jan 3, 2017

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARES, BRIAN, TIMOTHY

PORTFOLIO MANAGER

yes

06/2000

Apr 3, 2012

Nov 13, 2024

BRADSHAW, JAMES, SHEL

CHIEF COMPLIANCE OFFICER

yes

03/2002

Apr 3, 2012

Nov 13, 2024

CREEL, JAMES, JEFFREY

President

yes

01/2019

Mar 31, 2017

Nov 13, 2024

DOWLING, JOHN, NORMAN

PORTFOLIO MANAGER

01/2019

Mar 29, 2019

Nov 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NINE TEN CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$481M

yes

n/a

MISSION TRAIL GP LP

n/a

yes

n/a

NINE TEN GP LP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 27, 2025

$1.3B

n/a

2023

Mar 28, 2024

$2.7B

$1.0B

2022

Mar 31, 2023

$2.7B

$1.1B

2021

Mar 31, 2022

$5.2B

$2.5B

2020

Mar 31, 2021

$5.6B

$3.4B

2019

Mar 30, 2020

$3.7B

$2.0B

2018

Mar 29, 2019

$3.4B

$1.7B

2017

Mar 30, 2018

$2.5B

$1.4B

2016

Mar 31, 2017

$1.8B

n/a

$974M

2015

Mar 30, 2016

$1.4B

n/a

$636M

2014

Mar 26, 2015

$920M

n/a

2013

Mar 18, 2014

$1.3B

n/a

2012

Mar 19, 2013

$658M

$654M

n/a

2011

Apr 3, 2012

$455M

$452M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.3B

$2.7B

-53.6%

$5.2B

-37.5%