DFX Intelligence

J•••• G••••••••• U••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant16 years in industry

J•••• G••••••••• U••••

Advisor at D•• F•••••••• C••••••• L••

CUYAHOGA FALLS, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• F•••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 20, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•• F•••••••• C••••••• L••	Independent wealth	May 14, 2024	n/a	yes	CUYAHOGA FALLS, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 24, 2022	Jun 10, 2024	no	CANTON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	D•• F•••••••• C••••••• L••	Jun 10, 2024	May 14, 2024	-27	Firm change	Ibd to RIA
M••••• S••••••	L•• F•••••••• L••	Jan 30, 2015	May 24, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:6413:OH:2015-01-23	Jan 30, 2015	May 24, 2022	COLUMBUS, OH	Firm change after gap

Relationships

Registered with (3)

→ D•• F•••••••• C••••••• L••Registered adviserregistration: current employment
May 14, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 24, 2022 to Jun 10, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 16, 2012 to Jan 30, 2015factForm ADV

Dated events

Order

Occurred
10 Jun 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 16, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.