This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.2BItem 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.2B

Private client RAUM

$1.1BderivedItem 5.D individuals plus high net worth individuals

Private client share

91%derivedprivate client RAUM over total RAUM

Advisors on IAPD

9

RAUM per advisor

$137Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

11

Advisory employees

9

Offices

1Schedule D 1.F, beyond the principal office

Accounts

2,964

Individual clients

516

High net worth clients

334

Custody, client assets

$95.9M

SEC number

801-37821

CIK

1536430

CRD

107700

Filings on the tape

54

First filed

Feb 10, 2012

Latest filed

Mar 2, 2026

Organised

Limited Liability Company, OH

• Occurred

  Mar 14, 2024
  Advisor changed firm

  Vaughn William Kellerman left Hcm Wealth Advisors for Gannett Wealth Advisors (registered 2024-05-29)

  Form ADVobserved 4 days ago
• Occurred

  Sep 1, 2020
  Control person joined

  Peter Doug Johnson (Chief Compliance Officer) appeared on Schedule A of Hcm Wealth Advisors

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:71f9bd9c-45c2-4e80-be43-da7147a8b255

First observed

Feb 10, 2012

Last observed

Mar 2, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.