DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NICOLLET INVESTMENT MANAGEMENT, INC.
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NICOLLET INVESTMENT MANAGEMENT, INC. | Independent wealth | Nov 21, 2019 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 21, 2013 | Oct 9, 2019 | no | Bloomington, MN|Minneapolis, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | NICOLLET INVESTMENT MANAGEMENT, INC. | Oct 9, 2019 | Nov 21, 2019 | 43 | Firm change | Wirehouse to RIA |