DFX Intelligence

B•••• E••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

B•••• E••• M••••••

Advisor at C••••••••• W•••••• L••

LOS ANGELES, CA | WHITEFISH, MT

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Search this name across graphsid dfx:ria:7203dba3-d957-36ba-11d6-b9c84e6d157e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Sep 6, 2023	n/a	yes	LOS ANGELES, CA\|WHITEFISH, MT	Current employment
C••••••••• W•••••• L••	Independent wealth	May 11, 2007	Dec 31, 2011	no	BEVERLY HILLS, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• • C•• L••	C••••••••• W•••••• L••	May 7, 2007	May 11, 2007	4	Firm change	Other

Relationships

Registered with (2)

→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
May 11, 2007 to Dec 31, 2011factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Mar 3, 2004 to May 7, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7203dba3-d957-36ba-11d6-b9c84e6d157e
First observed: Mar 3, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.