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Advisor at FIVE OCEANS ADVISORS
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIVE OCEANS ADVISORS | Independent wealth | Sep 4, 2020 | n/a | yes | SANTA MONICA, CA | Current employment |
| ADVICEPERIOD, LLC | Former SEC adviser | Mar 21, 2018 | Jun 1, 2020 | no | LOS ANGELES, CA | Previous registration |
| ENLIGHTENED WEALTH MANAGEMENT, LLC | n/a | Jun 29, 2015 | Mar 1, 2018 | no | SANTA MONICA, CA | Previous registration |
| MONEYZEN WEALTH MANAGEMENT, LLC | n/a | Aug 26, 2013 | Feb 28, 2015 | no | ENCINITAS, CA|SANTA MONICA, CA | Previous registration |
| BUCKINGHAM STRATEGIC WEALTH, LLC | Former SEC adviser | Aug 10, 2011 | Jun 6, 2013 | no | ST LOUIS, MO | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 31, 2010 | Aug 2, 2011 | no | BELLEVILLE, IL|EDWARDSVILLE, IL|COLLINSVILLE, IL|WATERLOO, IL|O'FALLON, IL|HERCULANEUM, MO|DESOTO, MO|BELLEVILLE, IL|DESOTO, MO|CRESTWOOD, MO|ST. LOUIS, MO|ARNOLD, MO|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICEPERIOD, LLC | FIVE OCEANS ADVISORS | Jun 1, 2020 | Sep 4, 2020 | 95 | Firm change | RIA to RIA |
| ENLIGHTENED WEALTH MANAGEMENT, LLC | ADVICEPERIOD, LLC | Mar 1, 2018 | Mar 21, 2018 | 20 | Firm change | Other |
| MONEYZEN WEALTH MANAGEMENT, LLC | ENLIGHTENED WEALTH MANAGEMENT, LLC | Feb 28, 2015 | Jun 29, 2015 | 121 | Firm change | Other |
| BUCKINGHAM STRATEGIC WEALTH, LLC | MONEYZEN WEALTH MANAGEMENT, LLC | Jun 6, 2013 | Aug 26, 2013 | 81 | Firm change | Other |
| PNC WEALTH MANAGEMENT | BUCKINGHAM STRATEGIC WEALTH, LLC | Aug 2, 2011 | Aug 10, 2011 | 8 | Firm change | Other |