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Advisor at NORTHWOODS FINANCIAL PARTNERS LLC
HERMOSA BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWOODS FINANCIAL PARTNERS LLC | State registered | Jan 1, 2026 | n/a | yes | HERMOSA BEACH, CA | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Mar 8, 2016 | Jul 22, 2021 | no | IRVINE, CA|NEWPORT BEACH, CA | Previous registration |
| SELECT PLANNING GROUP, INC. | n/a | Apr 24, 2015 | Jul 31, 2015 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | NORTHWOODS FINANCIAL PARTNERS LLC | Jul 22, 2021 | Jan 1, 2026 | 1,624 | Firm change after gap | Ibd to state RIA |
| SELECT PLANNING GROUP, INC. | B. RILEY WEALTH ADVISORS, INC. | Jul 31, 2015 | Mar 8, 2016 | 221 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 172456:115927:CA:2015-07-28 | Jul 31, 2015 | Mar 8, 2016 | IRVINE, CA | Firm change |