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E••••• R• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

E••••• R• D•••••

Advisor at M••••• S••••••

Dallas, TX

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Search this name across graphsid dfx:ria:721737b1-8690-79de-c93e-c5412502ea17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 30, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 21, 2025	n/a	yes	Dallas, TX	Current employment
A••••• W••••• M••••••••• L••	Independent wealth	May 18, 2020	Jan 8, 2024	no	LAS VEGAS, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• L••	M••••• S••••••	Jan 8, 2024	Mar 21, 2025	438	Firm change after gap	RIA to wirehouse
W•••• F•••• A•••••••	A••••• W••••• M••••••••• L••	Oct 29, 2019	May 18, 2020

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Mar 21, 2025 to presentfactForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 18, 2020 to Jan 8, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 30, 2019 to Oct 29, 2019factForm ADV

Dated events

Occurred
Jan 8, 2024
Advisor changed firm
E••••• R• D••••• left A••••• W••••• M••••••••• L•• for M••••• S•••••• (registered 2025-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:721737b1-8690-79de-c93e-c5412502ea17
First observed: May 30, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.