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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10bsuccession filed

SOUNDWATCH CAPITAL, LLC

CRD 173151

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7217632a-e5c2-8258-3b79-cb7e50cc9391

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 8
On other graphs: 0
Observed: Nov 12, 2014 to May 13, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $510Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 330
SEC number: 801-80617
CIK: 1803253
CRD: 173151
Filings on the tape: 45
First filed: Nov 12, 2014
Latest filed: May 13, 2026
Succeeded: SOUNDWATCH CAPITAL, LLCCRD 173151
Organised: Limited Liability Company, TX
Website: soundwatchfunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT ALLEN HAMMER	n/a	DALLAS, TX	4	16	1	no
DIMITRIS MARKOPOULOS	n/a	DALLAS, TX	0	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Baker, Maxwell, Robert	CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Apr 3, 2023	Mar 26, 2024
BOS, JAN, E	Owner	E	yes	12/2016	May 15, 2015	Mar 26, 2024
CHMELKA, CORY, MICHAEL	MANAGING MEMBER	B	yes	04/2015	Apr 27, 2015	Mar 26, 2024
HAMMER, ROBERT, ALLEN	MANAGING MEMBER	B	yes	09/2014	Nov 12, 2014	Mar 26, 2024
J. BOS B.V.	Owner	E	yes	12/2016	Apr 27, 2015	Mar 26, 2024
J. BOS LLC	MANAGING MEMBER	B	yes	12/2016	Apr 5, 2017	Mar 26, 2024
MARCELLO, MATTHEW, ANTHONY	MANAGING MEMBER	B	yes	06/2015	Jul 9, 2015	Mar 26, 2024
BRUNSWICK TRUST	Owner	B	no	08/2016	Apr 5, 2017	Mar 26, 2024
Donohue, Patrick	Trustee	F	no	06/2018	Jul 18, 2018	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
APEXIUM FINANCIAL LP	n/a	Former SEC adviser	$4.0B	N	yes	n/a
APEXIUM INSURANCE SERVICES, LP	n/a	n/a	n/a	N	yes	n/a
SWC BV	n/a	n/a	n/a	N	yes	n/a
SWC USA LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$958M	$958M	6	5	1	n/a	n/a
2024	Mar 20, 2025	$795M	$795M	4	4	2	n/a	n/a
2023	Mar 26, 2024	$638M	$638M	4	2	2	n/a	n/a
2022	Mar 31, 2023	$517M	$517M	4	2	2	n/a	n/a
2021	Mar 31, 2022	$554M	$554M	4	2	2	n/a	n/a
2020	Mar 30, 2021	$336M	$336M	4	2	0	n/a	n/a
2019	Mar 30, 2020	$173M	$173M	4	2	0	n/a	n/a
2018	Mar 31, 2019	$103M	$103M	5	2	0	n/a	n/a
2017	Mar 28, 2018	$97.0M	$97.0M	5	4	1	n/a	n/a
2016	Mar 24, 2017	$59.0M	$59.0M	5	5	n/a	n/a	n/a
2015	Mar 17, 2016	$30.2M	$30.2M	5	5	n/a	n/a	n/a
2014	Mar 30, 2015	$0	$0	2	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$795M	28.4%	$517M	25.5%	5	4	2	2

Relationships

Affiliated with (4)

→ APEXIUM FINANCIAL LPRegistered adviserother investment adviser, common control
factForm ADV
← APEXIUM FINANCIAL LPRegistered adviserother investment adviser, common control
factForm ADV
← CAPSTONE WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← APEXIUM FINANCIAL LPRegistered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← DIMITRIS MARKOPOULOSAdvisorregistration: current employment
Oct 24, 2025 to presentfactForm ADV
← ROBERT ALLEN HAMMERAdvisorregistration: previous registration
Jan 6, 2015 to Dec 31, 2021factForm ADV
← CORY MICHAEL CHMELKAAdvisorregistration: previous registration
Aug 31, 2022 to Dec 31, 2023factForm ADV
← MATTHEW ANTHONY MARCELLOAdvisorregistration: previous registration
May 26, 2022 to Dec 31, 2023factForm ADV

Controls (7)

← CHMELKA, CORY, MICHAELOwnerMANAGING MEMBER, ownership code B, individual
Apr 27, 2015 to Mar 26, 2024factForm ADV
← MARCELLO, MATTHEW, ANTHONYOwnerMANAGING MEMBER, ownership code B, individual
Jul 9, 2015 to Mar 26, 2024factForm ADV
← HAMMER, ROBERT, ALLENOwnerMANAGING MEMBER, ownership code B, individual
Nov 12, 2014 to Mar 26, 2024factForm ADV
← BOS, JAN, EOwnerOWNER, ownership code E, individual
May 15, 2015 to Mar 26, 2024factForm ADV
← Baker, Maxwell, RobertOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 3, 2023 to Mar 26, 2024factForm ADV
← J. BOS B.V.OwnerOWNER, ownership code E, foreign entity
Apr 27, 2015 to Mar 26, 2024factForm ADV
← J. BOS LLCOwnerMANAGING MEMBER, ownership code B, domestic entity
Apr 5, 2017 to Mar 26, 2024factForm ADV

Owns (2)

← Donohue, PatrickOwnerTRUSTEE, ownership code F, individual
Jul 18, 2018 to Mar 26, 2024factForm ADV
← BRUNSWICK TRUSTOwnerOWNER, ownership code B, domestic entity
Apr 5, 2017 to Mar 26, 2024factForm ADV

Dated events

Occurred
May 13, 2026
Succession filed (Item 4)
Soundwatch Capital, Llc reported succeeding to the business of Soundwatch Capital, Llc (Form ADV Item 4)
Form ADVobserved 3 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Matthew Anthony Marcello left Soundwatch Capital, Llc for Apexium Financial Lp (registered 2022-05-26)
Form ADVobserved 3 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Cory Michael Chmelka left Soundwatch Capital, Llc for United Capital Financial Advisors (registered 2025-11-26)
Form ADVobserved 3 days ago
Occurred
Jun 9, 2023
Succession filed (Item 4)
Soundwatch Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago
Occurred
Apr 3, 2023
Control person joined
Robert Maxwell Baker (Chief Compliance Officer) appeared on Schedule A of Soundwatch Capital, Llc
Form ADVobserved 3 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Soundwatch Capital, Llc reported RAUM $554.4M, up 34% from $413.2M (2022-02-04 to 2022-03-31)
Form ADVobserved 3 days ago
$141M
Occurred
Mar 30, 2021
Regulatory AUM changed
Soundwatch Capital, Llc reported RAUM $336.1M, up 94% from $173.5M (2021-02-01 to 2021-03-30)
Form ADVobserved 3 days ago
$163M
Occurred
Nov 12, 2014
First Form ADV filing
Sound Watch Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7217632a-e5c2-8258-3b79-cb7e50cc9391
First observed: Nov 12, 2014
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOUNDWATCH CAPITAL, LLC

CRD 173151

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7217632a-e5c2-8258-3b79-cb7e50cc9391

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT ALLEN HAMMER

n/a

DALLAS, TX

DIMITRIS MARKOPOULOS

n/a

DALLAS, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Baker, Maxwell, Robert

CHIEF COMPLIANCE OFFICER

yes

09/2022

Apr 3, 2023

Mar 26, 2024

BOS, JAN, E

Owner

yes

12/2016

May 15, 2015

Mar 26, 2024

CHMELKA, CORY, MICHAEL

MANAGING MEMBER

yes

04/2015

Apr 27, 2015

Mar 26, 2024

HAMMER, ROBERT, ALLEN

MANAGING MEMBER

yes

09/2014

Nov 12, 2014

Mar 26, 2024

J. BOS B.V.

Owner

yes

12/2016

Apr 27, 2015

Mar 26, 2024

J. BOS LLC

MANAGING MEMBER

yes

12/2016

Apr 5, 2017

Mar 26, 2024

MARCELLO, MATTHEW, ANTHONY

MANAGING MEMBER

yes

06/2015

Jul 9, 2015

Mar 26, 2024

BRUNSWICK TRUST

Owner

08/2016

Apr 5, 2017

Mar 26, 2024

Donohue, Patrick

Trustee

06/2018

Jul 18, 2018

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

APEXIUM FINANCIAL LP

n/a

Former SEC adviser

$4.0B

yes

n/a

APEXIUM INSURANCE SERVICES, LP

n/a

yes

n/a

SWC BV

n/a

yes

n/a

SWC USA LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$958M

n/a

2024

Mar 20, 2025

$795M

n/a

2023

Mar 26, 2024

$638M

n/a

2022

Mar 31, 2023

$517M

n/a

2021

Mar 31, 2022

$554M

n/a

2020

Mar 30, 2021

$336M

n/a

2019

Mar 30, 2020

$173M

n/a

2018

Mar 31, 2019

$103M

n/a

2017

Mar 28, 2018

$97.0M

n/a

2016

Mar 24, 2017

$59.0M

n/a

2015

Mar 17, 2016

$30.2M

n/a

2014

Mar 30, 2015

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$795M

28.4%

$517M

25.5%