DFX Intelligence

R•••••• M•••••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

R•••••• M•••••• O•••

Advisor at K•• W••••• M••••••••• G••••• L••

APPLETON, WI

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Search this name across graphsid dfx:ria:721a8d34-d900-f1f8-5811-1722db4db32f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• W••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• W••••• M••••••••• G••••• L••	Independent wealth	Mar 29, 2017	n/a	yes	APPLETON, WI	Current employment
K•• W••••• M••••••••• G••••• L••	Independent wealth	Feb 15, 2007	Dec 31, 2016	no	APPLETON, WI

Relationships

Registered with (1)

→ K•• W••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Feb 15, 2007 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:721a8d34-d900-f1f8-5811-1722db4db32f
First observed: Feb 15, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.