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Advisor at LPL FINANCIAL LLC
FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 7, 2022 | n/a | yes | FRANKLIN, TN | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 4, 2008 | Dec 9, 2022 | no | MAITLAND, FL|WINTER PARK, FL|WINTER PARK, FL|MAITLAND, FL|THOMPSON'S STATION, TN | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Mar 2, 2004 | Aug 28, 2008 | no | HOUSTON, TX|WINTER PARK, FL|WINTER PARK, FL|WINTER PARK, FL | Previous registration |
| WALNUT STREET ADVISERS INC | n/a | Feb 22, 2002 | Mar 3, 2004 | no | WINTER PARK, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Dec 9, 2022 | Dec 7, 2022 | -2 | Firm change | Ibd to RIA |
| AMERICAN GENERAL SECURITIES INCORPORATED | WOODBURY FINANCIAL SERVICES, INC. | Aug 28, 2008 | Sep 4, 2008 | 7 | Firm change | Other |
| WALNUT STREET ADVISERS INC | AMERICAN GENERAL SECURITIES INCORPORATED | Mar 3, 2004 | Mar 2, 2004 | -1 | Firm change | Other |