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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Judith M Noffke

Advisor at LINCOLN INVESTMENT

Fort Washington, PA | Crystal Lake, IL

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Search this name across graphsid dfx:ria:7224f701-1bf9-be52-467b-d2863671b83c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 24, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LINCOLN INVESTMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 16, 2000
First registration: Nov 24, 2004
Dual registered: yes, broker-dealer
Other names: JUDITH MAUREEN JOHNSON|JUDY MAUREEN MORRELL|JUDITH MAUREEN MORRELL|Judith Maureen Noffke
IAPD individual key: 2501464

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN INVESTMENT	Independent wealth	Jan 6, 2026	n/a	yes	Crystal Lake, IL\|Fort Washington, PA\|Crystal Lake, IL	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Jun 3, 2024	Aug 1, 2025	no	SYRACUSE, NY\|SYRACUSE, NY	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 1, 2024	May 29, 2024	no	Milwaukee, WI\|Des Plaines, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 6, 2023	no	COLUMBUS, OH\|Chicago, IL\|Columbus, OH\|Chicago, IL\|Chicago, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 2, 2011	Oct 1, 2012	no	COLUMBUS, OH	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Nov 24, 2004	Jan 27, 2011	no	APPLETON, WI\|APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LINCOLN INVESTMENT	Aug 1, 2025	Jan 6, 2026	158	Firm change	Ibd to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CADARET GRANT & CO INC	May 29, 2024	Jun 3, 2024	5	Firm change	Other
J.P. MORGAN SECURITIES LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Nov 6, 2023	Feb 1, 2024	87	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
THRIVENT INVESTMENT MANAGEMENT INC.	CHASE INVESTMENT SERVICES CORP.	Jan 27, 2011	Feb 2, 2011	6	Firm change	Other

Relationships

Registered with (6)

→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Jun 3, 2024 to Aug 1, 2025factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 1, 2024 to May 29, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 6, 2023factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 2, 2011 to Oct 1, 2012factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Nov 24, 2004 to Jan 27, 2011factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Judith M Noffke left Cadaret Grant & Co Inc for Lincoln Investment (registered 2026-01-06)
Form ADVobserved 5 days ago
Occurred
May 29, 2024
Advisor changed firm
Judith M Noffke left Northwestern Mutual Investment Services,Llc for Cadaret Grant & Co Inc (registered 2024-06-03)
Form ADVobserved 5 days ago
Occurred
Nov 6, 2023
Advisor changed firm
Judith M Noffke left J.P. Morgan Securities Llc for Northwestern Mutual Investment Services,Llc (registered 2024-02-01)
Form ADVobserved 5 days ago