DFX Intelligence

B••••••••• C•••••• E•• A•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

B••••••••• C•••••• E•• A•••••• L••

CRD 321085

NEW YORK, NY

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Search this name across graphsid dfx:ria:722721b6-45c5-a1f2-6d0a-5ccb106b6a23

Data as of Apr 8, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2022 to Apr 8, 2022
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• J••••• R•••••	CHIEF INVESTMENT OFFICER AND MANAGING MEMBER	E	yes	09/2021	Apr 8, 2022	Apr 8, 2022
M•••••• K••••• A•••	CHIEF COMPLIANCE OFFICER, VP OPERATIONS & COMPLIANCE	Na	yes	09/2021	Apr 8, 2022	Apr 8, 2022

Relationships

Controls (2)

← A••••••• J••••• R•••••OwnerCHIEF INVESTMENT OFFICER AND MANAGING MEMBER, ownership code E, individual
Apr 8, 2022 to presentfactForm ADV
← M•••••• K••••• A•••OwnerCHIEF COMPLIANCE OFFICER, VP OPERATIONS & COMPLIANCE, ownership code NA, individual
Apr 8, 2022 to presentfactForm ADV

Dated events

Occurred
Apr 8, 2022
First Form ADV filing
B••••••••• C•••••• E•• A•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:722721b6-45c5-a1f2-6d0a-5ccb106b6a23
First observed: Apr 8, 2022
Last observed: Apr 8, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.