DFX Intelligence

C••••••••• M•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

C••••••••• M•••••• M•••••

Advisor at C••••••••• F•••••••• N••••••

Fresno, CA

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Search this name across graphsid dfx:ria:722b0def-f38a-44da-c59d-0fa44a7a11fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 19, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Aug 26, 2024	n/a	yes	Fresno, CA	Current employment
S••••• P•••••• W••••• A••••••• G•••• I•••	n/a	Jan 2, 2022	Jun 7, 2025	no	FRESNO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• P•••••• W••••• A••••••• G•••• I•••	C••••••••• F•••••••• N••••••	Jun 7, 2025	Aug 26, 2024	-285	Firm change after gap	Other
P•••••• W••••• A•••••••	S••••• P•••••• W••••• A••••••• G•••• I•••	Nov 24, 2021	May 12, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
312779:8032:CA:2025-06-07	Jun 7, 2025	Aug 26, 2024	FRESNO, CA	Firm change after gap

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Aug 26, 2024 to presentfactForm ADV
→ S••••• P•••••• W••••• A••••••• G•••• I•••Registered adviserregistration: previous registration
Jan 2, 2022 to Jun 7, 2025factForm ADV
→ P•••••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 11, 2007 to Nov 24, 2021factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Jun 7, 2025
Advisor changed firm
C••••••••• M•••••• M••••• left S••••• P•••••• W••••• A••••••• G•••• I••• for C••••••••• F•••••••• N•••••• (registered 2024-08-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:722b0def-f38a-44da-c59d-0fa44a7a11fb
First observed: Dec 9, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.