DFX Intelligence

K•••• S•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

K•••• S•••• P•••••••

Advisor at W• W••••• M••••••••• L••

Provo, UT | S••••SDALE, AZ

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Search this name across graphsid dfx:ria:72531d85-1cf7-292e-320f-3219a4896d42

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W• W••••• M••••••••• L••	Independent wealth	Jul 13, 2020	n/a	yes	Provo, UT\|S••••SDALE, AZ	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jul 26, 2006	Jul 2, 2020	no	PROVO, UT\|SALT LAKE CITY, UT\|SALT LAKE CTY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	W• W••••• M••••••••• L••	Jul 2, 2020	Jul 13, 2020	11	Firm change	Other

Relationships

Registered with (2)

→ W• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 13, 2020 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 26, 2006 to Jul 2, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72531d85-1cf7-292e-320f-3219a4896d42
First observed: Jul 26, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.