DFX Intelligence

J•••• N••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

J•••• N••••••• A•••••

Advisor at R•••••• J•••• • A••••••••• I•••

Sarasota, FL | ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:725f8529-404b-2675-f543-7c034de90b53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jan 23, 2015	n/a	yes	Sarasota, FL\|ST. PETERSBURG, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	May 31, 2011	Jan 20, 2015	no	TAMPA, FL\|ST. LOUIS, MO\|TAMPA, FL\|SARASOTA, FL\|SARASOTA, FL\|NORTH PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•••••• J•••• • A••••••••• I•••	Jan 20, 2015	Jan 23, 2015	3	Firm change	Wirehouse to ibd
S•••••• I••••••••• G••••• L••	W•••• F•••• A•••••••	May 17, 2011	May 31, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:705:FL:2015-01-20	Jan 20, 2015	Jan 23, 2015	NORTH PALM BEACH, FL	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jan 23, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 31, 2011 to Jan 20, 2015factForm ADV
→ S•••••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Feb 18, 2011 to May 17, 2011factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:725f8529-404b-2675-f543-7c034de90b53
First observed: Feb 12, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.