This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

DU LAC INVESTMENT GROUP, LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 13, 1980earliest registration or exam on IAPD

Years in industry

45derivedfrom the industry start date

Years at current firm

19derivedfrom the current registration's begin date

Current registrations

3

Registered states

2

Exams

S63|S65

First exam

Oct 13, 1980

Dual registered

yes, broker-dealer

Other names

ANTHONY J IAROCCI

IAPD individual key

858828

Graph

RIA / Wealth Management

Canonical id

dfx:ria:72610ab9-9177-121c-47ef-acfffcd9c6e4

First observed

Oct 13, 1980

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.