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Advisor at RBC CAPITAL MARKETS, LLC
Highlands Ranch, CO | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 1, 2019 | n/a | yes | GREENWOOD VILLAGE, CO|Highlands Ranch, CO | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 14, 2019 | Aug 12, 2019 | no | Lone Tree, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | RBC CAPITAL MARKETS, LLC | Aug 12, 2019 | Oct 1, 2019 | 50 | Firm change | Ibd to ibd |