DFX Intelligence

S•••• C•••••• H•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserbank affiliated wealth managerSEC registeredRAUM 100m 1b

S•••• C•••••• H•••••••• L••

CRD 335568

ARLINGTON, VA

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Search this name across graphsid dfx:ria:726bb100-f800-c537-4bf0-6623a793a605

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2025 to Aug 25, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: bank affiliated wealth managerderivedprivate_client_share=0.95 fund_share=0.03 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $467M••• Locked
Discretionary RAUM: $15.6M
Private client RAUM: $443Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• C•••••• H••••••• D••••••••• F•••• L•••	Hedge Fund	$24.0M	Aug 25, 2026	11	Aug 25, 2026	reported	021-551644

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J•••••• R••••••	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	04/2025	Aug 25, 2026	Aug 25, 2026
G••••••• J•••••••• P•••	GENERAL COUNSEL AND SECRETARY	Na	yes	04/2025	Aug 25, 2026	Aug 25, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$467M	$428M	9.1%	n/a	n/a	4	2	2	1

Relationships

Advises (1)

→ S•••• C•••••• H••••••• D••••••••• F•••• L•••Private fundHedge Fund, IA
Aug 25, 2026 to presentfactForm ADV

Controls (4)

← S••••• E•••• E••••••••OwnerTREASURER SENIOR COUNSEL, ownership code NA, individual
Aug 25, 2026 to presentfactForm ADV
← S•••• C•••••• M••••••••• L•OwnerMEMBER, ownership code E, domestic entity
Aug 25, 2026 to presentfactForm ADV
← A•••••••• J•••••• R••••••Owner

Dated events

Occurred
Aug 25, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$24.0M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:726bb100-f800-c537-4bf0-6623a793a605
First observed: Apr 23, 2025
Last observed: Aug 25, 2026 29 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.