DFX Intelligence

L••••• A•• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant18 years in industry

L••••• A•• Y••••

Advisor at M••••• W••••• M••••••••• L••

WESTWOOD, NJ | Wayne, PA

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Search this name across graphsid dfx:ria:72716ecd-136c-c251-0d63-4bdb8810e94c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Jan 5, 2021	n/a	yes	WESTWOOD, NJ\|Wayne, PA	Current employment
I••••••••• A•••••••• L••	Former SEC adviser	Feb 16, 2016	Jan 4, 2021	no	WAYNE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••••• L••	M••••• W••••• M••••••••• L••	Jan 4, 2021	Jan 5, 2021	1	Firm change	RIA to RIA
K••••••••• A•••••••	I••••••••• A•••••••• L••	Jan 20, 2016	Feb 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
153687:155649:PA:2021-01-04	Jan 4, 2021	Jan 5, 2021	WAYNE, PA	Firm change

Relationships

Registered with (3)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 5, 2021 to presentfactForm ADV
→ I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 16, 2016 to Jan 4, 2021factForm ADV
→ K••••••••• A•••••••Registered adviserregistration: previous registration
Apr 15, 2008 to Jan 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72716ecd-136c-c251-0d63-4bdb8810e94c
First observed: Apr 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.