DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HICKORY, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2019 | n/a | yes | HICKORY, NC | Current employment |
| RESOURCE PARTNERS LLC | Former SEC adviser | Jul 28, 2003 | Dec 31, 2018 | no | HICKORY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RESOURCE PARTNERS LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 31, 2018 | Jan 2, 2019 | 2 | Firm change | RIA to ibd |