DFX Intelligence

H••••• N••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

H••••• N••••• G•••••

Advisor at M••••• S••••••

Birmingham, AL

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Jan 26, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H••••• N••••• G•••••

Private equity principal · key_crd_individual, shared_individual_crd

Venture Capitalidentity

H••••• N••••• G•••••

Venture principal · key_crd_individual, shared_individual_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 26, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 1, 2013	n/a	yes	Birmingham, AL	Current employment
S••••• A••• A•••• M••••••••• I•••	Former SEC adviser	Jul 21, 2009	Jul 9, 2013	no	BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••• A•••• M••••••••• I•••	M••••• S••••••	Jul 9, 2013	Jul 1, 2013	-8	Firm change	Other
B•••••••• I••••••••• I•••	L••••• F••••••••• I•••	Jul 21, 2009	Dec 1, 2004

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 1, 2013 to presentfactForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2009 to Jul 9, 2013factForm ADV
→ B•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2001 to Jul 21, 2009factForm ADV
→ L••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 26, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.