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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

RODGERS BROTHERS, INC.

CRD 16197

HARMONY, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72851d4c-86ab-caf0-e759-f2e55455952f

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to Jun 23, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.04 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0BItem 5.F on the latest filing (2026-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $919MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,070
Individual clients: 267
High net worth clients: 228
SEC number: 801-61034
CIK: 1397290
CRD: 16197
Filings on the tape: 34
First filed: Mar 29, 2012
Latest filed: Jun 23, 2026
Organised: Corporation, PA
Website: moncapfund.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL CAREY RODGERS	n/a	HARMONY, PA \| Doylestown, PA	22	31	n/a	no
DENISE RYAN RODGERS	n/a	HARMONY, PA	22	30	n/a	no
WILLIAM PORTER BOGGESS	n/a	Lake Bluff, IL \| HARMONY, PA	18	20	n/a	no
MARK RODGERS	n/a	HARMONY, PA	15	41	n/a	no
MARK CAREY RODGERS	Chartered Financial Analyst	HARMONY, PA	10	16	n/a	no
JULIA E POLACK	Certified Financial Planner	HARMONY, PA	7	13	1	no
MATTHEW BRENDAN RODGERS	n/a	HARMONY, PA	7	11	n/a	no
CHRIS ROBERT RABENOLD	n/a	HARMONY, PA	6	36	n/a	no
GARY RODGERS	n/a	HARMONY, PA	2	44	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RODGERS, GARY	Director	C	yes	02/1985	Mar 29, 2012	Oct 1, 2024
RODGERS, MARK	PRESIDENT, DIRECTOR	D	yes	02/1985	Mar 29, 2012	Oct 1, 2024
RODGERS, MARK, CAREY	CEO, DIRECTOR	Na	yes	09/2018	Mar 29, 2019	Oct 1, 2024
Kuhlman, Kimberly, Marie	CHIEF FINANCIAL OFFICER	Na	no	01/2023	Mar 19, 2024	Oct 1, 2024
RODGERS, DENISE, RYAN	CHIEF COMPLIANCE OFFICER, DIRECTOR	Na	no	01/2006	Mar 29, 2012	Oct 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALIGNED PARTNERS TRUST	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAKE BLUFF	IL	United States	1	no
Doylestown	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$1.0B	$1.0B	19	9	2	n/a	n/a
2024	Mar 25, 2025	$965M	$965M	20	9	2	n/a	n/a
2023	Mar 19, 2024	$836M	$836M	14	9	2	n/a	n/a
2022	Mar 28, 2023	$673M	$673M	17	9	2	n/a	n/a
2021	Mar 29, 2022	$717M	$717M	14	9	2	n/a	n/a
2020	Mar 30, 2021	$592M	$592M	13	9	2	n/a	n/a
2019	Mar 30, 2020	$545M	$545M	13	8	2	n/a	n/a
2018	Mar 29, 2019	$450M	$450M	10	6	2	n/a	n/a
2017	Mar 29, 2018	$434M	$434M	10	6	2	n/a	n/a
2016	Mar 29, 2017	$369M	$369M	9	6	n/a	n/a	n/a
2015	Mar 30, 2016	$332M	$332M	9	5	n/a	n/a	n/a
2014	May 1, 2015	$312M	$312M	9	7	n/a	n/a	n/a
2013	Mar 31, 2014	$301M	$301M	9	7	n/a	n/a	n/a
2012	Mar 6, 2013	$268M	$268M	8	7	n/a	n/a	n/a
2011	Mar 29, 2012	$234M	$234M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$965M	7.5%	$673M	15.5%	19	20	2	2

Relationships

Registered with (9)

← GARY RODGERSAdvisorregistration: current employment
Oct 11, 2023 to presentfactForm ADV
← CHRIS ROBERT RABENOLDAdvisorregistration: current employment
Jun 11, 2020 to presentfactForm ADV
← MATTHEW BRENDAN RODGERSAdvisorregistration: current employment
Jun 11, 2019 to presentfactForm ADV
← JULIA E POLACKAdvisorregistration: current employment
Mar 8, 2019 to presentfactForm ADV
← MARK CAREY RODGERSAdvisorregistration: current employment
Jun 21, 2016 to presentfactForm ADV
← MARK RODGERSAdvisorregistration: current employment
Feb 18, 2011 to presentfactForm ADV
← WILLIAM PORTER BOGGESSAdvisorregistration: current employment
Apr 15, 2008 to presentfactForm ADV
← DENISE RYAN RODGERSAdvisorregistration: current employment
Feb 9, 2004 to presentfactForm ADV
← MICHAEL CAREY RODGERSAdvisorregistration: current employment
Feb 6, 2004 to presentfactForm ADV

Controls (3)

← RODGERS, GARYOwnerDIRECTOR, ownership code C, individual
Mar 29, 2012 to Oct 1, 2024factForm ADV
← RODGERS, MARK, CAREYOwnerCEO, DIRECTOR, ownership code NA, individual
Mar 29, 2019 to Oct 1, 2024factForm ADV
← RODGERS, MARKOwnerPRESIDENT, DIRECTOR, ownership code D, individual
Mar 29, 2012 to Oct 1, 2024factForm ADV

Owns (2)

← RODGERS, DENISE, RYANOwnerCHIEF COMPLIANCE OFFICER, DIRECTOR, ownership code NA, individual
Mar 29, 2012 to Oct 1, 2024factForm ADV
← Kuhlman, Kimberly, MarieOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 19, 2024 to Oct 1, 2024factForm ADV

Dated events

Occurred
Mar 29, 2019
Control person joined
Mark Carey Rodgers (Ceo, Principal Operations Officer) appeared on Schedule A of Rodgers Brothers, Inc.
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72851d4c-86ab-caf0-e759-f2e55455952f
First observed: Mar 29, 2012
Last observed: Jun 23, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RODGERS BROTHERS, INC.

CRD 16197

HARMONY, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72851d4c-86ab-caf0-e759-f2e55455952f

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL CAREY RODGERS

n/a

HARMONY, PA | Doylestown, PA

n/a

DENISE RYAN RODGERS

n/a

HARMONY, PA

n/a

WILLIAM PORTER BOGGESS

n/a

Lake Bluff, IL | HARMONY, PA

n/a

MARK RODGERS

n/a

HARMONY, PA

n/a

MARK CAREY RODGERS

Chartered Financial Analyst

HARMONY, PA

n/a

JULIA E POLACK

Certified Financial Planner

HARMONY, PA

MATTHEW BRENDAN RODGERS

n/a

HARMONY, PA

n/a

CHRIS ROBERT RABENOLD

n/a

HARMONY, PA

n/a

GARY RODGERS

n/a

HARMONY, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RODGERS, GARY

Director

yes

02/1985

Mar 29, 2012

Oct 1, 2024

RODGERS, MARK

PRESIDENT, DIRECTOR

yes

02/1985

Mar 29, 2012

Oct 1, 2024

RODGERS, MARK, CAREY

CEO, DIRECTOR

yes

09/2018

Mar 29, 2019

Oct 1, 2024

Kuhlman, Kimberly, Marie

CHIEF FINANCIAL OFFICER

01/2023

Mar 19, 2024

Oct 1, 2024

RODGERS, DENISE, RYAN

CHIEF COMPLIANCE OFFICER, DIRECTOR

01/2006

Mar 29, 2012

Oct 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALIGNED PARTNERS TRUST

n/a

City

State

Country

Employees

Also broker-dealer

LAKE BLUFF

United States

Doylestown

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$1.0B

n/a

2024

Mar 25, 2025

$965M

n/a

2023

Mar 19, 2024

$836M

n/a

2022

Mar 28, 2023

$673M

n/a

2021

Mar 29, 2022

$717M

n/a

2020

Mar 30, 2021

$592M

n/a

2019

Mar 30, 2020

$545M

n/a

2018

Mar 29, 2019

$450M

n/a

2017

Mar 29, 2018

$434M

n/a

2016

Mar 29, 2017

$369M

n/a

2015

Mar 30, 2016

$332M

n/a

2014

May 1, 2015

$312M

n/a

2013

Mar 31, 2014

$301M

n/a

2012

Mar 6, 2013

$268M

n/a

2011

Mar 29, 2012

$234M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.0B

$965M

7.5%

$673M

15.5%