This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAPTRUST

Current firm class

institutional managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 3, 1998earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Personal Financial Specialist

Exams

S65

First exam

Dec 3, 1998

First registration

Jan 27, 2000

Dual registered

no

Other names

RICHARD J ROGERS

IAPD individual key

3168160

• Occurred

  Oct 21, 2022
  Advisor changed firm

  Richard James Rogers left Frontier Wealth Management, Llc for Captrust (registered 2022-08-19)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7285339f-0e39-c4bd-fe5b-3c5495c3ac55

First observed

Jan 27, 2000

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.